Securities Industry Essentials (SIE) – Brian Lee
The new Securities Industry Essentials (SIE) exam is based on common industry knowledge and general concepts
Your Instructor
Brian Lee has been helping students pass their exams for over 20 years. Brian began teaching Series 7 in 1995 in Portland, Or and Seattle, Wa and is the founder of TestGeek Exam Prep, LLC.
Course Curriculum
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Downloable Class Notes
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SIE Introduction (19:40)
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Lesson 1- SRO’s , Customers and Others (16:12)
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Lesson 2 (21:13)
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Lesson 3 (15:05)
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Lesson 4 (7:10)
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Lesson 1- Equity Securities (13:39)
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Lesson 2 – Corporate Debt Securities (23:23)
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Lesson 3 – Gov’t, Municipal and Money Market Securities (17:42)
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Lesson 4 – Options (29:15)
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Lesson 5 – Investment Companies (11:45)
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Lesson 6 – Other Securities Products (12:21)
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Lesson 1 (22:18)
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Lesson 2 (19:28)
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Lesson 3 (7:08)
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Lesson 1 (11:21)
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Practice Exam
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